Skip to main content

Regulation MM
Mutual Holding Companies

12 CFR 239; effective September 13, 2011
Subpart A—General Provisions
  • Section
  • Authority, purpose, and scope
  • Definitions
Subpart B—Mutual Holding Companies
  • Section
  • Mutual holding company reorganizations
  • Grounds for disapproval of reorganizations
  • Membership rights
  • Contents of Reorganization Plans
  • Acquisition and disposition of savings associations, savings and loan holding companies, and other corporations by mutual holding companies
  • Operating restrictions
  • Conversion or liquidation of mutual holding companies
  • Procedural requirements
  • Subsidiary holding companies
  • Communication between members of a mutual holding company
  • Charters
  • Charter amendments
  • Bylaws
  • Voluntary dissolution
Subpart C—Subsidiary Holding Companies
  • Section
  • Scope
  • Charters
  • Charter amendments
  • Bylaws
  • Issuances of stock by subsidiary holding companies of mutual holding companies
  • Contents of stock issuance plans
  • Shareholders
  • Board of directors
  • Officers
  • Certificates for shares and their transfer
  • Annual reports; books and records
  • Indemnification; employment contracts
Subpart D—Indemnification; Employment Contracts
  • Section
  • Indemnification of directors, officers, and employees
  • Employment contracts
Subpart E—Conversions from Mutual to Stock Form
  • Section
  • Purpose and scope
  • Acquiring another insured stock depository institution as part of a conversion
  • Definitions
  • Prior to conversion
  • Plan of conversion
  • Filing requirements
  • Vote by members
  • Proxy solicitation
  • Offering circular
  • Offers and sales of stock
  • Completion of the offering
  • Completion of the conversion
  • Liquidation account
  • Post-conversion
  • Contributions to charitable organizations
  • Voluntary supervisory conversions
  • Board review of the voluntary supervisory conversion application
AUTHORITY: 12 U.S.C. 1462, 1462a, 1464, 1467a, 1828, and 2901.

Back to top