Skip to main content
  1. Home
  2. Banks and Banking
  3. Bank Secrecy Act Regulations (Department of the Treasury, FinCEN)
  4. PART 1024

PART 1024—RULES FOR MUTUAL FUNDS

  • Subpart A—Definitions
  • Subpart B—Programs
  • Section
  • General
  • Anti-money laundering programs for mutual funds
  • Customer identification programs for mutual funds
  • Subpart C—Reports Required to Be Made by Mutual Funds
  • Subpart D—Records Required to Be Maintained by Mutual Funds
  • Subpart E—Special Information Sharing Procedures to Deter Money Laundering and Terrorist Activity
  • Section
  • General
  • Special information sharing procedures to deter money laundering and terrorist activity for mutual funds
  • [Reserved]
  • Voluntary information sharing among financial institutions
  • Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures for Mutual Funds
  • Section
  • General
  • Due diligence programs for correspondent accounts for foreign financial institutions
  • Due diligence programs for private banking accounts
  • Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process
  • [Reserved]
  • [Reserved]
AUTHORITY: 12 U.S.C. 1829b and 1951-1959; 31 U.S.C. 5311-5314 and 5316-5332; title III, section 314, Pub. L. 107-56, 115 Stat. 307; section 701, Pub. L. 114-74, 129 Stat. 599.
Back to top