Skip to main content

PART 1010—GENERAL PROVISIONS

Subpart A—General Definitions
  • Section
  • General definitions
Subpart B—Programs
  • Section
  • General
  • Exempted anti-money laundering programs for certain financial institutions
  • Anti-money laundering programs
  • Customer identification program requirements
  • Beneficial ownership requirements for legal entity customers
Subpart C—Reports Required to Be Made
  • Section
  • General
  • Determination by the Secretary
  • [Reserved]
  • Filing of reports
  • Reports of transactions in currency
  • Filing obligations for reports of transactions in currency
  • Identification required
  • Aggregation
  • Structured transactions
  • Exemptions for non-bank financial institutions
  • Reports of suspicious transactions
  • Reports relating to currency in excess of $10,000 received in a trade or business
  • Reports relating to currency in excess of $10,000 received as bail by court clerks
  • Reports of transportation of currency or monetary instruments
  • Reports of foreign financial accounts
  • Reports of transactions with foreign financial agencies
  • Reports of certain domestic transactions
  • Reports of beneficial ownership information
Subpart D—Records Required to Be Maintained
  • Section
  • General
  • Determination by the Secretary
  • [Reserved]
  • Records to be made and retained by financial institutions
  • Purchases of bank checks and drafts, cashier’s checks, money orders and traveler’s checks
  • Records to be made and retained by persons having financial interests in foreign financial accounts
  • Nature of records and retention period
  • Person outside the United States
Subpart E—Special Information Sharing Procedures to Deter Money Laundering and Terrorist Activity
  • Section
  • General
  • Definitions
  • Information sharing between government agencies and financial institutions
  • [Reserved]
  • Voluntary information sharing among financial institutions
Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures
Special Due Diligence for Correspondent Accounts and Private Banking Accounts
  • Section
  • Definitions
  • Due diligence programs for correspondent accounts for foreign financial institutions
  • Due diligence programs for private banking accounts
  • Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process
  • [Reserved]
Special Measures under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records
  • Section
  • Special measures against Burma
  • 1010.652
     [Removed]
  • Special measures against Commercial Bank of Syria
  • 1010.654
     [Removed]
  • 1010.655
     [Removed]
  • Special measures against FBME Bank, Ltd.
  • Special measures against North Korea
  • Special measures against Bank of Dandong
  • Special measures against Iran
  • Summons or subpoena of foreign bank records; termination of correspondent relationship
Subpart G—Administrative Rulings
Subpart H—Enforcement; Penalties; and Forfeiture
  • Section
  • Enforcement
  • Civil penalty
  • Penalty adjustment and table
  • Forfeiture of currency or monetary instruments
  • Criminal penalty
  • Enforcement authority with respect to transportation of currency or monetary instruments
Subpart I—Summons
Subpart J—Miscellaneous
  • Section
  • Access to records
  • Rewards for informants
  • Photographic or other reproductions of government obligations
  • Availability of information—general
  • Availability of beneficial ownership information reported under this part
  • Disclosure
  • Exceptions, exemptions, and reports
  • Dollars as including foreign currency
AUTHORITY: 12 U.S.C. 1829b and 1951–1959; 31 U.S.C. 5311–5314, 5316–5336; title III, section 314, Pub. L. 107–56, 115 Stat. 307; section 2006, Pub. L. 114–41, 129 Stat. 458–459; section 701, Pub. L. 114–74, 129 Stat. 599.

Back to top